CIM Marketing Operations - Martran Assignments 1 & 2

Prepared by Christian Pratt, October 2001

 

Outline Marketing Plan for the Senior Railcard

 

 

Executive Summary

 

·         The Senior Railcard (SRC) exists to enable and encourage off-peak and leisure rail travel by anyone aged 60 years or over. The SRC is retailed nationally by all TOCs and accepted for travel on all services. The SRC is managed by ATOC’s Railcard Marketing on behalf of the 25 TOCs.

 

·         The primary objective for Railcard Marketing is to maintain and increase sales of the SRC, together with promoting use of the SRC as a means to increase generative revenue streams. Key secondary objectives during 2002-03 focus on maintaining existing successful acquisition programmes, improving the responsiveness of retention activities, and developing new channel-led mechanisms that allow customers greater choice in the way that they purchase and use the SRC.

 

·         As the rail industry emerges from a period of inconsistent network performance, and in light of external economic, political and legislative uncertainty, Railcard Marketing is forecasting a *% increase in card sales for 2002, with an associated revenue of £*. Headline travel revenue rises marginally to £*. Total revenue contribution by the SRC is therefore £* for the year, supported by a marketing budget of just over £*.

 

 

Corporate Objectives

 

In managing the SRC, the Association of Train Operating Companies (ATOC) has a clearly defined remit to generate revenue for its members through the sale of Railcards and through the promotion of their use in the purchase of off-peak and leisure fares. ATOC’s Railcard Marketing function must therefore:

 

·         Maintain and increase the number of SRCs sold per annum

·         Promote the SRC as a driver of generative off-peak and leisure rail travel

 

These two primary corporate objectives are concomitant; both generate revenue for the Train Operating Companies (TOCs). They also fit within ATOC’s overall mission statement, with ATOC acting as ‘the voice for the passenger rail industry’ in facilitating, supporting and promoting the train operating companies in their provision of a passenger rail network and services.

 

 

Company Background

 

The Railways Act 1993 laid out the blue print for the privatisation of BR. When the Act passed into law in 1995 it created 25 passenger rail franchises which were awarded to 25 train operating companies. ATOC was established soon after privatisation to manage and deliver a range of centralised services on behalf of the franchise holders, its members, the TOCs. Today, ATOC’s roles include the settlement of national ticket revenues, running the National Rail Enquiry Service, licensing travel agents, co-ordinating TOCs' representation in and response to legislative and safety-orientated matters, and managing the Railcard portfolio.

 

Retailing the SRC, and accepting it for the purchase of discounted fares are conditions binding on every TOC under the terms of their franchise agreements with the Secretary of State for Transport. The processes involved in managing the SRC are laid out in a set of rules that comprise ‘The Scheme’. The SRC is owned collectively by the participants of the Scheme, namely the 25 TOCs. ATOC does not, therefore, own the SRC, acting instead as an agent for and on behalf of the TOCs. The Scheme is wholly funded by the TOCs. It receives no financial support from the Office of the Rail Regulator, the Strategic Rail Authority or central Government.

 

 

Product Background

 

A brief history, and the key features, of the SRC are described below:

 

·         The SRC was created in 1976 by the BR, at the behest of the Government, to promote off-peak or leisure travel amongst older members of the population.

·         Upon privatisation, ownership of the SRC transferred from BR to the privately-owned TOCs.

·         The SRC was originally available to any person aged 65 years or over. Presently, the SRC is available to any person aged 60 years or over.

·         The original SRC cost either £5 (local) or £10 (long distance) and gave a discount of 50% on a small range of national ticket types. Today, the SRC costs £18 and gives a discount of 34% on a broader range of nationally-available and TOC-specific ticket types.

·         The SRC is valid for 12 months and may be purchased from any staffed booking office nationally. The SRC is accepted by ticket retailers nationally.

·         The SRC remains, principally, a driver of local and national off-peak leisure travel.

 

The Railways Act 1993 defines the SRC as a ‘regulated’ product and, as such, any material change to the product may not be made without the prior approval of the Franchising Director (Chief Executive of the Strategic Rail Authority). Further, the Scheme is included within a block exemption awarded to ATOC Schemes under the terms of the Competition Act, and any changes to the product would require a review of this exemption by the Rail Regulator.

 

 

Market Background

 

·         In the year 2001 there were some 11.85 million people aged 60 years or over in Great Britain, all of whom were entitled to purchase a SRC. With the population ageing, the market size continues to grow: by 2006 the market will comprise some 12.4 million people.

·         The number of SRCs in circulation as at January 2001 was 645,000, giving an actual market penetration of 5.4%.

·         SRC sales peaked during the late 1980s, falling away in the run up to, and subsequent to privatisation. Over the past three years, sales have risen at an average rate of 6.2% per annum.

·         Sales growth has broadly mirrored the rising number of journeys made across the rail network, up from 845 million in 1999-97 to 969 million in 2001-02.

·         Similarly, total industry revenue has climbed steadily since privatisation, from £2.8bn in 1996-97 to £3.4bn in 2001-02.

·         Total revenue earnt through sales and use of the SRC over the past four years has grown alongside the industry’s revenues: revenue for 2001-02 stood at £*.

 

 

Marketing Audit - Situation Analysis

 

The situation analysis comprises a review of the external (macro) and internal (micro) environments, and concludes  with a SWOT analysis in order to evaluate the position of the SRC (and rail travel) within the market place for leisure transport as a whole.

 

The external, macro environment is reviewed against eight headings:

 

·         Social        Although the total population is ageing, rising standards of health and changing working patterns permit greater levels of leisure activity amongst older people. The standard of living amongst the older population is also rising, and more people are retiring earlier. However, for those retiring now, low annuity rates will depress future incomes. Government continues to strive for greater self-provision amongst the population, a broader policy reflected specifically in small actual increases in the value of the state pension, and recent legislation that encourages personal pension planning.

 

·         Cultural      Personal mobility is increasing, a trend reflected in changing leisure travel patterns and in the percentage of disposable income spent on discretionary travel, including rail travel. Society increasingly demands 24-7 service provision: suppliers have responded to this need, contributing to a breakdown in the ‘traditional’ time/space cultural relationships that defined the mid to late twentieth century.

 

·         Technology           With ever more intensive technological innovation and the demand for competitive advantage, product lifecycles are shortening, markets are becoming more dynamic and innovation-led, and customers more product-literate. These changes are reflected in customers’ now-constantly fluctuating expectations and perceptions. New sales and servicing channels have emerged, notably tele- and online channels, serviced themselves by ever more effective customer databases and associated software-driven  management strategies that purport to focus on ‘relationships’. Within the rail industry, however, heritage-systems’-derived inertia has hindered the adoption of new, more relevant products, effective distribution strategies and successful customer care strategies.

 

·         Economic & Market          Comparative stability has characterised the national and international economies over the past four years, driving strong global growth. The bull markets have now given way to bear markets, however, with a corresponding slow-down in economic growth and output. Within Britain, both unemployment and inflation remain low, however. Interest rates are also at their lowest levels for over 30 years. Greater personal wealth, though, has not been matched by a rising savings ratio, Neither has sustained consumer spending during 2001 been matched by inward or domestic capital investment, a situation exacerbated by a sterling’s strength in the foreign currency markets. Overall, however, the fundamental economic building blocks remain in place for short term domestic stability and a resumption of growth in the longer term.

 

·         Education, Training, Employment            Whilst standards of education and training in society are increasing, these are, nonetheless, ineffective as direct indicators of a propensity to travel by rail.

 

·         Political      The convergence of Labour and Conservative ideology has brought policies emanating from ‘the middle ground’ to the fore over the past four years. Nonetheless, Labour’s socialist heritage is reflected in the on-going, burdensome influence that it  asserts on the rail industry. Despite independent regulation, the industry is beholden to Government either directly, through new legislation, or indirectly through the SRA and other quangos. Significantly, the industry’s present structure is derived from politically-led processes rather than from the influence of a free, unregulated market. Whilst the perception of rail as a public good remains, the political influence on the rail industry will remain out of proportion to its need.

 

·         Legal         The rail industry operates within an encompassing legal framework which defines and protects the provision of safe rail operations and the availability to all of a national rail network. The non-regulated elements within the industry are those where most customer-focused opportunity lies.

 

·         Environmental       One legacy of the Green movement is greater willingness to consider the environmental impact of travel. CO2 emissions per passenger kilometre remain competitively low for rail travel. With the existing infrastructure capable of accommodating growth in passenger numbers, the environmental benefits of rail travel are increasingly being focused on by TOCs, Government and pressure groups alike. Rail infrastructure projects are generally less invasive than other transport modes. Brown-field development of former railway land has also been received favourably by the commercial and domestic property markets.

 

Information on the internal, micro environment is reviewed under seven headings:

 

·         Labour       The Railcard Marketing team is cohesive and performing well. Existing role holders have suitable skills, though natural staff turnover in early 2001 means that both an experienced project delivery manager and an assistant product manager are required in order that future objectives can be achieved.

 

·         Money        The draft Scheme budget for 2002-03 has now been approved and is broadly in line with previous years. There are no concerns over liquidity within ATOC, though some TOCs have expressed a desire for ATOC to control costs and cap overheads over the coming 12 months. In the absence of equity shareholders, there is no conventional requirement to deliver shareholder value. Nonetheless, TOCs will undoubtedly continue to demand a level of performance from the budget, reflecting the opportunity cost of their financial commitment to Railcards. Generally, this performance is measured by the value of SRC sales and set as a return on budget of 1:*. Conventionally,  no target is set for travel revenue, though Railcard Marketing will issue and revise forecast through the year by way of a guide.

 

·         Materials    Maintenance and security of materials’ supply is not a concern for SRC – materials (i.e. SRC stock as supplied by Henry Booth Group) is extremely unlikely to be a limiting factor in day-to-day operations. Similarly, rail services (in the absence of which the SRC cannot be used) are extremely unlikely to be unavailable during the year. Note, however, that the imposition of temporary speed limits in November 2000 did have a significant impact on both card sales and travel revenue in the following four months.

 

·         Machines   Heritage ticket issuing systems (TIS) provide adequate performance and are stable in everyday use. Many TIS are not sufficiently flexible, however, to support SRC promotional derivatives or similar. The internal rail retail communication systems are robust. Delivering retail support nationally is thus easy and effective, though the relative lack of control over these third party-managed systems is a possible concern. From a retailing perspective there is no other significant plant to be purchased or maintained, responsibility for office equipment and local IT hardware resting, as it does, with ATOC’s facilities management function. Office location remains unimportant. Finally, a significant amount of new rolling stock should be delivered in 2002, improving the level of reliability, safety and comfort available to rail users.

 

·         Marketing & Markets         Historically, Railcard marketing has been broad-reaching and unresponsive. Since 1997, however, the focus has been on improved segmentation, targeting and responsiveness. Concurrently, TOCs own marketing has lost its initial introspection and begun to support both SRC and national activity. During 2000, SRC marketing plans benefited from a tighter integration with TOCs’ marketing plans, and a move towards non-station-led response mechanisms. To better understand and control costs, there is a need for further measurability in all activities. Internal marketing is increasingly important - retailers have responded well to some early initiatives.

 

·         Management         Upward feedback suggests that the department is effectively managed, and that opportunities to improve both management and internal processes are being realised. Senior management remains supportive but detached from Railcard Marketing’s overall role within ATOC. Scheme management is broadly successful, with the RSMG in particular providing effective decision making.

 

·         Management Information  The availability and value of MI remains the biggest problem internally, and reflects an over-dependence on heritage systems that cannot provide the necessary functionality and flexibility now required. Decision making is often constrained as a consequence. Unfortunately, responsibility for the provision of improved MI systems remains with TOCs and, so, is beyond the remit of the Railcard Scheme.

 

·         Intangibles             The brand tracking programme has identified a consistently high level of product awareness amongst the target market, together with good loyalty/low churn amongst cardholders. Customer correspondence continues to reveal a sense of belonging and ownership associated with SRC. A key concern remains the difficult-to-control interface between SRC cardholders and TOC staff, though internal marketing is starting to address this. Fortunately, the majority of correspondents are able to identify poor train performance (punctuality, cleanliness, for example) as a failing of the TOC rather than of the SRC product.

 

Information from the external and internal reviews may be summarised and evaluated through use of a SWOT analysis:

 

·         Strengths

 

-          Product remains strongly profitable

-          Product (‘discounting’) remains popular: not perceived as out of date

-          Product is well established: awareness is good

-          Extensive and cheap distribution network

-          Focus on internal marketing has improved customer service

-          TOC budgetary support is consistent and positive

 

·         Weaknesses

 

-          Poor management and marketing information available

-          Over-dependence on existing heritage distribution network

-          Inflexible EPOS hinders responsive tactical and promotional delivery

-          Product offering has not changed for nine years: risk of divergence between product offering and customer needs, and in relevance of discounting for TOCs.

-          Statutory protection and Scheme Rules make NPD complicated and time consuming

-          Insufficient budget available to tackle modal shift per se

 

·         Opportunities

 

-          Improve retailing flexibility and develop customer choice via new channels

-          Improved MI permits better segmentation, targeting and more cost-effective acquisition

-          Use of retention database will continue to diminish churn and lower costs of acquisition

-          Government commitment to public transport will drive more leisure travel onto rail, reducing the need for TOCs to drive modal shift

-          Refranchising will create greater coherency within the national network, encouraging frequency of use amongst existing and new users.

 

·         Threats

 

-          Administration of Railtrack plc creates uncertainty for TOCs, which could be reflected in reduced budget and retail support

-          Railtrack’s administration could undermine customer confidence in rail travel

-          Newco. unable to deliver capital investment, so compromising TOC business plans

-          Rising unemployment and economic uncertainty could depress consumer spending

-          Competition Act exemption could be revoked, leading to fundamental reformulation

-          Further accidents or failures of infrastructure could severely knock confidence in rail and prompt strong outward migration from the SRC and rail travel

 

 

Marketing Audit – Market Analysis

 

Michael Porter identifies ‘Five Forces’ that affect the profitability of an industry generally, those being: i) the bargaining power of suppliers, ii), the bargaining power of consumers, iii) the threat of entry of new competitors, iv) the competition from substitutes, and v) the competition between firms already in the industry. The regulated nature of both the SRC specifically and the rail industry generally dictates the potential profitability of both, nonetheless:

 

·         The SRC is ‘supplied’ by the TOCs themselves: improving retail support could therefore increase profitability

 

·         Consumers are free to choose between an SRC and other TOC products. More significantly, modal choice will affect profitability of the industry overall

 

·         There is no threat of direct competition (i.e. other national discount cards), however, use of the car and coach amongst the target market is established: local and central government transport policies will influence the prevalence of one mode over any other

 

·         Again, car and coach remain modal substitutes. However, leisure activities focused on the home within the local environment also represent a substitute, or alternative focus for income

 

·         Within the industry, some TOC promotional fares represent such good value that Railcard sales can be foregone. Better communication with TOCs should help to diminish or eliminate this effect

 

Ansoff identifies four possible strategic directions for any company. In light of the influence of Porter’s five forces, and in the context of the product’s regulated status, it seems appropriate to identify opportunities as being two fold:

 

·         Market Penetration, i.e. to increase the number of SRCs sold within existing segments, and:

 

·         Market Development, to take the SRC into new or poorly penetrated segments with the overall market place and to increase sales accordingly

 

 

Marketing Objectives & Strategy

 

Earlier, as a consequence of the need to generate revenue streams for TOCs, Railcard Marketing’s primary function was identified as being:

 

·         To maintain and increase the number of SRCs sold per annum

·         To promote the SRC as a driver of generative off-peak and leisure rail travel

 

Since the strategic direction has now been identified as both penetration and development, the marketing strategy may therefore be seen as comprising several elements:

 

·         Increase awareness amongst target market, so supporting the acquisition programme through awareness of product benefits and age eligibility (from 60 not 65 years of age)

 

·         Drive down the average age of first-time acquisition, in order to extend the possible customer lifespan, and to tap into a more active segment within the overall market

 

·         Reduce churn, i.e. first-year retention rates, in order to increase the number of Railcards in circulation, so driving up travel revenue. Lower churn will also reduce the existing dependency, within the mix, on more expensive new business acquisition

 

·         Promote travel revenue through support for TOC-led promotions

 

·         Conduct distribution review to identify new channel opportunities: tele- and online sales channels are available if required: a distribution  review will identify the most suitable (i.e. efficient) mix of channels for delivering the product to market.

 

 

Implementation

 

The marketing strategy is expressed as mix of tactical activities, comprising:

 

·         Press advertising, to build product awareness amongst prospects, aged 58-63 years of age. Choice of titles will reflect the brand takeout ‘live a little more, a little more often’.

 

·         Year-long PR campaign, working primarily with regional press and third parties to highlight and incentivise opportunities for leisure travel with the SRC, so driving, in turn, awareness, acquisition and travel revenue.

 

·         60th birthday direct mail campaign. Building on the success of the existing campaign, this DM activity capitalises on the SRC’s product awareness amongst prospects. Careful list selection permits a focus on prospects who fit the preferred customer profile, namely ABC1, with an annual income in excess of £15k.

 

·         Trial Card campaign, enabling prospects to experience the benefits of Railcard ownership without having to purchase the product. Use of the trial card will also focus on prospects aged 60 to 65 years, so helping to lower the average age of first-time cardholders.

 

·         Retention programme. The database-driven DM retention programme will target first year cardholders with a reminder that their SRC will soon expire. Second and subsequent year cardholders will only receive a reminder if they do not make an unprompted renewal.

 

·         Internal marketing and retail support. Driving travel revenue is best achieved in two ways: firstly, improving product awareness amongst retail staff, in addition to improving retail support (website, merchandising). Secondly, working more closely with TOC marketing teams to develop promotions and ticket types.

 

·         Preparation of a distribution strategy, to encompass and review all existing and planned TIS, Smartcards, tele- and online sales channels, and self-service machines, together with the booking office environment and the on-train environment. The strategy should conclude with recommendations that Railcard Marketing will put to TOCs.

 

 

Sales & Revenue Forecasts

 

Sales and revenue forecasts for the coming year can now be made, based on the marketing strategy and activity mix. Full sales forecasting is undertaken in January/February each year: this Plan will only review some key considerations and outline a provisional set of forecasts.

 

1.       Actual sales and revenue performance for 2001-02 year-to-date has now been reviewed against forecast and versus last year (vly.). Against both measures, performance was improved. Consequently, and allowing for the impact of Hatfield on performance vly., the forecast for total revenue has been increased by some *%, and by a further *% vly.

 

2.       The 15 For 12 promotion will run until early June 2002. This will eliminate retention business for the period late May to late August ’02, with sales comprising new business alone during this period. At the same time, travel revenue will be boosted by the additional three months validity on existing cards, so offsetting retention business lost during this period.

 

3.       The acquisition activities planned for 2002-03 are broadly similar in their nature to those implemented during 2001-02. With the mix remaining the same then, ceter paribus, the value of direct acquisitions would remain the same. However, it has already been acknowledged that underlying economic uncertainty represents a risk to both sales and travel revenues. Further, the provisional budget for 2002-03 is some *% lower vly. This saving has been made in part through reduced discretionary spending on the volume of revenue-generating activity (not the type of activity), so a lower total contribution to revenues must therefore be expected from these activities.

 

4.       Nonetheless, improved segmentation and targeting, coupled with revisions and improvements to existing DM programmes should enable the same profile of acquisition and retention-led activities to deliver similar levels of new business coupled with lower churn. It is anticipated that these responses combined will ameliorate the impact of a lower budget.

 

Thus, provisional forecasts for SRC are as follows:

 

·         Number of cards sold                      *

·         Card Sales Revenue                                    *

·         Travel Revenue                               *

·         Total Scheme Revenue                    *

 

 

Controls, Evaluation & Monitoring

 

Sales performance will be monitored against a series of benchmarked measures, listed below. Control methodologies are outlined at the end of this section.

 

·         Number of cards sold per period

·         Card sales’ revenue per period

·         Travel revenue per period

·         Revenue earnt per card, per period

·         Volume of journeys made per period

·         Acquisition rates by list / activity / period

·         Cost of acquisition per customer / activity / period

·         Retention / Lapse rates

·         Number of cards in circulation

·         Percentage of leisure travel made using a SRC

·         Percentage of sales by channel, by period

·         Spend per activity, per period

 

The primary financial objectives are monitored directly; sales can be analysed at a regional level, by operator type, by TOC or by individual outlets. Secondary (non-financial) objectives can be measured using derived data, and will give a broader picture of how and when the SRC is being bought, by whom and at what cost.

 

Continual evaluation of these measures will enable elements of the mix to be refined through the year and permit the timely response to unforeseen external influences. It will also be possible to quickly and accurately reallocate resources to better support TOC activities or to improve integration with TOC-led national promotions.

 

Monitoring is possible through existing MI and MkIS infrastructure, notably CAPRI, ARDS and Great Plains. Concurrently, National Rail figures permit an overview of the industry’s performance by sector, operator and period, enabling the SRC’s performance to be benchmarked against the wider measures employed within the industry. Figures are reviewed externally by the RSMG every six weeks, and by the management accountant function every period. Outturn is reported to TOCs on a quarterly basis.

 

 

Financial Considerations

 

A number of key considerations with regards budget setting are outlined below:

 

·         The Scheme’s fixed costs (data capture, database management, station literature print and production in particularly) have risen by between *% and *% vly.

 

·         In line with their own budgets, TOCs have indicated that a *% reduction in Scheme budget would be appropriate. The provisional budget represents an *% saving

 

·         The Scheme’s contributions to ATOC overhead (Staff & Salary, Finance & Legal, Office Overheads) have fallen marginally since last year

 

·         Projected increases in the efficiency of acquisition has permitted a reduction in the amount of budget allocated to revenue-generating activities.

 

·         Some costs are allocated across different Railcard Schemes, notably those associated with Marketing and PR agencies, data capture and database management. These are allocated by ABC, using agency hours, number of forms processed and number of mailings generated respectively as cost drivers.

 

·         Further saving are achieved where possible through the leverage of purchasing power across all Railcard Schemes, e.g. in print and distribution and retail communications

 

Provisional budget for 2002-03 is therefore £*, a saving of £*. Budgets will be approved by Scheme Council on 12 December 2001. A more detailed budget breakdown and commentary is provided in Appendix A.

 

 

Operational Considerations

 

 

·         Workload & Labour        Once existing vacancies are filled, head count is expected to remain level throughout 2002-03, enabling activities to be delivered as planned. Nonetheless, provision is being made to fully document mission-critical processes to avoid disruption in the event of unforeseen staff turnover. Despite a lower overall budget, the number of individual activities remains similar to 2001-02, so personnel resources are broadly used-up. However, a reallocation of responsibilities within the team will allow some additional time to be spent in supporting TOC-led Railcard promotions and national activities as necessary.

 

·         ARDS     A higher management fee reflects the increasing use that will be made of the database through 2002-03 in servicing our acquisition and retention-led direct mail activity. Staff will also be working more closely with the Marketing agency to develop the segmentation and targeting strategies necessary to achieve the cost savings identified earlier. IT upgrades already undertaken will underpin this development work.

 

·         Data Protection Act        Obligations under the Act, which passed into law this October, will require a number of revisions to existing workflow and process routines, including ‘upgrades’ to i) data processing contracts, ii) data security procedures, iii) supplier-compliance checks, and iv) opt-in/out clauses. Following initial legal advice, it is not anticipated that these changes will impinge on the ability of Railcard Marketing to deliver the SRC Marketing Plan.

 

·         Print & Distribution         Planned print and distribution timetables remain unaltered by any of the proposed activity in this plan. Improved allocation and distribution procedures are being implemented to ensure that Railcard Marketing remains capable of servicing the internal and external retail network.

 

·         Management       No middle or senior management changes, or company-wide organisational changes are planned or anticipated during 2002-03.

 

Ends.